Have you had enough of soloists?
We have an orchestra that harmonizes perfectly.

Offering: Risk Governance and Compliance

BCG Platinion’s experienced consultants and subject matter experts, coupled with its industry leading proprietary tools and technology solutions, helps clients find their way through the ever-changing and dynamic regulatory environment.

Our experience in Risk Governance and Compliance spans across these key areas of focus:

Regulatory stress testing & capital planning (DFAST/CCAR)

  • End-to-end DFAST/CCAR processing and automation
  • Model development, validation, documentation, and management
  • Independent review and audit of process and models
  • Internal Audit planning and implementation strategy
  • Regulatory communication

Business as usual/ad hoc modeling and stress testing

  • Capital planning and adequacy
  • Liquidity, funding, and contingent funding
  • Loan loss reserves

Basel III preparation and management

  • Real time capital, liquidity, and debt ratios/calculations

Enhanced Liquidity Requirements

  • Implement liquidity stress testing plan
  • Audit ’30 day’ liquidity requirement
  • Independent review of liquidity risk function and contingent liquidity/funding planning

Resolution planning and preparedness

  • Scenario development, regulatory response, and audit

Dodd Frank Section 165, Enhanced Prudential Standards for Foreign Banking Organizations

  • Implementation and regulatory compliance

Dodd-Frank Title VII

  • Swap and derivative reform

Anti-Money Laundering and Counter Terrorist Financing

  • KYC, CDD, and transaction monitoring & assessment
  • Sanctions, politically exposed people, and bank exclusion list compliance reviews
  • Regulatory reporting compliance review
  • Regulatory response

Regulatory response

  • Design and execution of response to MRAs and MRIAs
  • Design remediation plan (CAPs) for MRAs, consent orders, etc.
  • Augment staff for execution

Ernesto Robles
Managing Director
Head of Risk Practice

10 Hudson Yards
New York, NY
10001 United States

Tel. +1 (212) 446-2931

Contact Ernesto